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Soft dollar
Results: 196

#	Item
191	Microsoft Word - TEMPLATE - Crews Add to Reading List Source URL: www.crewsfs.com Language: English - Date: 2012-06-29 15:11:09 Stock market Investment Financial markets Soft dollar Fee Security Clearing Finance Financial economics Business
192	William T. George Blue Sky Research Services Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-02-12 15:02:34 Financial economics Soft dollar U.S. Securities and Exchange Commission Financial adviser Brokerage firm Short Investment Advisor Business broker Churning Finance Business Money
193	A Guide to Commission Sharing Arrangements (CSAs) in the United Kingdom and Client Commission Arrangements (CCAs) in the United States - May 2007 • Add to Reading List Source URL: www.euroirp.com Language: English - Date: 2008-02-19 08:50:40 Business Finance Commission sharing agreement Soft dollar Brokerage firm Broker-dealer Investment banking Short Merrill Lynch Financial services Financial markets Financial economics
194	Soft Dollars Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-07-20 16:49:45 76th United States Congress United States securities law Financial services Financial markets Soft dollar U.S. Securities and Exchange Commission Financial adviser Investment Advisers Act Investment Advisor Finance Financial economics Business
195	Comment Letter Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-10-21 15:21:13 Money Soft dollar Fidelity Investments Short U.S. Securities and Exchange Commission Financial adviser Business broker Selling away Finance Business Financial economics
196	PDF Document Add to Reading List Source URL: www.asic.gov.au Language: English - Date: 2013-10-01 01:15:45 Law Management Financial adviser Investment Soft dollar Australian Securities and Investments Commission Australian Financial Services License Financial planner Conflict of interest Finance Business Corporate governance

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